-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CriimMfS2R2q5QRzitQiuorl+NlCaFyr+RlmhJez56DrFU7b8yBO4Zg17wserXka pC34wyIuhZ/NJBOjPY5qPg== 0001362310-09-002108.txt : 20090217 0001362310-09-002108.hdr.sgml : 20090216 20090217061922 ACCESSION NUMBER: 0001362310-09-002108 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 GROUP MEMBERS: J. SCOTT MCINTYRE JR. GROUP MEMBERS: J. SCOTT MCINTYRE REVOCABLE TRUST DATED 12/08/1992 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: McIntyre J. Scott Jr. CENTRAL INDEX KEY: 0001450676 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (319) 399-5700 MAIL ADDRESS: STREET 1: 118 SECOND AVENUE SE CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED FIRE & CASUALTY CO CENTRAL INDEX KEY: 0000101199 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 420644327 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-03291 FILM NUMBER: 09606811 BUSINESS ADDRESS: STREET 1: 118 SECOND AVE SE CITY: CEDAR RAPIDS STATE: IA ZIP: 52407 BUSINESS PHONE: 3193995700 MAIL ADDRESS: STREET 1: P O BOX 73909 CITY: CEDAR RAPIDS STATE: IA ZIP: 52407 SC 13G/A 1 c81166sc13gza.htm SCHEDULE 13G - AMENDMENT NO. 10 Filed by Bowne Pure Compliance
     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 10)*

United Fire & Casualty Company
(Name of Issuer)
Common Stock $3.33 1/3 par value
(Title of Class of Securities)
910331107
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
910331107 
 

 

           
1   NAMES OF REPORTING PERSONS
J. Scott McIntyre Jr.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   3,060,480
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   519,240
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,060,480
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    519,240
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,579,720
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  13.45%
     
12   TYPE OF REPORTING PERSON
   
  IN

2


 

                     
CUSIP No.
 
910331107 
 

 

           
1   NAMES OF REPORTING PERSONS
J. Scott McIntyre Revocable Trust dated 12/08/1992
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  State of Iowa
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,564,851
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,564,851
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,564,851
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.63%
     
12   TYPE OF REPORTING PERSON
   
  OO

3


 

Item 1(a) Name of Issuer:
United Fire & Casualty Company
Item 1(b) Address of Issuer’s Principal Executive Offices:
118 Second Avenue SE
Cedar Rapids, Iowa 52401
Item 2(a) Name of Person Filing:
The persons filing this Schedule 13G are:
  (1)   J. Scott McIntyre Jr.
 
  (2)   J. Scott McIntyre Revocable Trust dated December 8, 1992
     
*   Attached to this Schedule 13G as “Exhibit A” is a Joint Filing Agreement between the persons specified above that this Schedule 13G is being filing on behalf of each of them.
Item 2(b) Address of Principal Business Office or, if none, Residence:
2222 First Avenue NE, #1004
Cedar Rapids, Iowa 52402
Item 2(c) Citizenship:
J. Scott McIntyre Jr. is a citizen of the United States of America. The J. Scott McIntyre Revocable Trust dated December 8, 1992 was formed under the laws of the State of Iowa.
Item 2(d) Title of Class of Securities:
Common Stock $3.331/3 par value
Item 2(e) CUSIP Number:
910331107
Item 3  If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable.
  (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
  (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
  (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

4


 

  (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
  (e) o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
 
  (f) o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
  (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
  (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) o A church plan that is excluded from the definitions of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j) o Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
Item 4 Ownership
Please provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned.
  (1)   J. Scott McIntyre Jr. is the beneficial owner of 3,579,720 shares of $3.331/3 par value common stock of the Company, consisting of:
  i.   4,968 shares held in a retirement account for Mr. McIntyre’s benefit;
 
  ii.   2,564,851 shares held by the J. Scott McIntyre Revocable Trust dated December 8, 1992, for which Mr. McIntyre serves as sole trustee;
 
  iii.   40,986 shares held by the Mildred Reynolds McIntyre Irrevocable Trust dated September 15, 1992, for which Mr. McIntyre serves as sole trustee;
 
  v.   449,675 shares held by the Dee Ann McIntyre Trust, for which Mr. McIntyre serves as sole trustee; and
 
  vi.   519,240 shares held by the McIntyre Foundation, an Iowa charitable foundation, for which Mr. McIntyre serves as President, Secretary, Treasurer and one of four directors.
  (2)   The J. Scott McIntyre Revocable Trust dated December 8, 1992 is the direct owner of and thus is beneficial owner of 2,564,851 shares of $3.331/3 par value common stock of the Company.

 

5


 

(b) Percent of class
  (1)   The 3,579,720 shares reported as beneficially owned by J. Scott McIntyre Jr. represented 13.45% of the issued and outstanding shares of $3.331/3 par value common stock of the Company on December 31, 2008.
  (2)   The 2,564,851 shares held by the J. Scott McIntyre Revocable Trust dated December 8, 1992 represented 9.63% of the issued and outstanding shares of $3.331/3 par value common stock of the Company on December 31, 2008.
(c) Number of shares to which the person has:
  (1)   J. Scott McIntyre Jr.
                 
       
i. Sole Power to vote or to direct the vote:
    3,060,480  
       
ii. Shared power to vote or to direct the vote:
    519,240  
       
iii. Sole power to dispose or to direct the disposition of:
    3,060,480  
       
iv. Shared power to dispose or to direct the disposition of:
    519,240  
  (2)   The J. Scott McIntyre Revocable Trust dated December 8, 1992
                 
       
i. Sole Power to vote or to direct the vote:
    2,564,851  
       
ii. Shared power to vote or to direct the vote:
    0  
       
iii. Sole power to dispose or to direct the disposition of:
    2,564,851  
       
iv. Shared power to dispose or to direct the disposition of:
    0  
Item 5 Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
Item 6 Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.
Item 7  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not applicable.
Item 8 Identification and Classification of Members of the Group
Not applicable.
Item 9 Notice of Dissolution of a Group
Not applicable.
Item 10 Certification
Not applicable

 

6


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
February 17, 2009
      /s/ J. Scott McIntyre Jr.    
 
Dated
     
 
J. Scott McIntyre Jr.
   
 
           
February 17, 2009
      J. Scott McIntyre Revocable Trust dated December 8, 1992    
 
Dated
           
 
  By:   /s/ J. Scott McIntyre Jr.    
 
           
 
      J. Scott McIntyre Jr., Trustee    

 

7


 

EXHIBIT A TO SCHEDULE 13G
JOINT FILING AGREEMENT
J. Scott McIntyre Jr., individually, and the J. Scott McIntyre Revocable Trust dated December 8, 1992, hereby agree and consent to the joint filing on their behalf of the foregoing amendment to Schedule 13G related to their beneficial ownership of the Common Stock of United Fire & Casualty Company.
             
February 17, 2009
      /s/ J. Scott McIntyre Jr.    
 
Dated
     
 
J. Scott McIntyre Jr.
   
 
           
February 17, 2009
      J. Scott McIntyre Revocable Trust dated December 8, 1992    
 
Dated
           
 
  By:   /s/ J. Scott McIntyre Jr.
 
   
 
      J. Scott McIntyre Jr., Trustee    

 

8


 

EXHIBIT B TO SCHEDULE 13G
J. SCOTT MCINTYRE JR.
The Reporting Persons filing jointly on this Amendment No. 10 filed Amendment No. 9 to Schedule 13G on February 19, 2008.
Schedule A shows current ownership and transactions from January 1, 2008 to December 31, 2008, for the Reporting Persons and for four other entities, the McIntyre Foundation, the Mildred R. McIntyre Irrevocable Trust dated April 27, 1989, the Mildred R. McIntyre Irrevocable Trust dated September 15, 1992, and the Dee Ann McIntyre Trust dated December 16, 1994 (herein, the “Other Entities”). Mr. McIntyre created the McIntyre Foundation as a charitable foundation in 1997; Mr. McIntyre is the President, Secretary and Treasurer of the Foundation and is one of four directors. Mr. McIntyre’s late mother created the Mildred R. McIntyre Irrevocable Trust dated April 27, 1989; Mr. McIntyre is the sole trustee of that trust. Mr. McIntyre’s late mother created the Mildred R. McIntyre Irrevocable Trust dated September 15, 1992; Mr. McIntyre is the sole trustee of that trust. Mr. McIntyre created the Dee Ann McIntyre Trust in 1994 for the benefit of his wife; Mr. McIntyre is the sole trustee of that trust. The group consisting of the Reporting Persons and the Other Entities is referred to collectively as the “Indicated Entities.” By virtue of his positions with the Foundation and as trustee of the Mildred R. McIntyre Irrevocable Trust dated April 27, 1989, the Mildred R. McIntyre Irrevocable Trust dated September 15, 1992, and the Dee Ann McIntyre Trust dated December 16, 1994, Mr. McIntyre is deemed to beneficially own the shares directly owned by the Foundation and the three trusts.
All transactions that involve one or more of the Indicated Entities are reported on Schedule A. Where transactions are among two of the Indicated Entities, appropriate corresponding entries reflect the transaction; such transactions are noted as “transfers.” Where transactions involve only one of the Indicated Entities there is no corresponding entry. Please note the following with respect to these transactions:
    The transactions described in Schedule A as “distribution” represent distributions of trust assets upon the death of Mildred R. McIntyre as required by the Mildred Reynolds McIntyre Irrevocable Trust dated April 27, 1989 and the Mildred Reynolds McIntyre Irrevocable Trust dated September 15, 1992 respectively as indicated;
    The transactions described in Schedule A as “gift given” represent outright gifts made by the respective donors as indicated;
    The transaction described in Schedule A as “option exercise” represents the exercise of vested stock options awarded to Mr. McIntyre by the Issuer;
    The transaction described in Schedule A as “service award” represents shares awarded to Mr. McIntyre by the Issuer; and
    The transaction described in Schedule A as “transfer” represents the transfer of shares from the J. Scott McIntyre Revocable Trust dated 12/08/1992 to the McIntyre Foundation.

 

9


 

SCHEDULE A
                                                                         
                                            J. Scott McIntyre     Mildred R. McIntyre  
            J. Scott McIntyre     J. Scott McIntyre     Revocable Trust     Irrevocable Trust  
            Individually     IRA Account     dated 12/08/1992     dated 09/15/1992  
                    Total             Total             Total             Total  
Transaction   Transaction   Transaction     Shares     Transaction     Shares     Transaction     Shares     Transaction     Shares  
Date   Description   Amount     Owned     Amount     Owned     Amount     Owned     Amount     Owned  
12/31/07
  as reported             0               4,968               2,564,776               40,986  
 
                                                                       
01/02/08
  distribution                                                     (900 )     40,086  
 
                                                                       
01/08/08
  gift given                                     (3,600 )     2,561,176                  
 
                                                                       
02/29/08
  distribution                                                                
 
                                                                       
03/03/08
  distribution                                                                
 
                                                                       
03/04/08
  distribution                                                                
 
                                                                       
04/24/08
  option exercise                                     4,000       2,565,176                  
 
                                                                       
04/24/08
  gift given                                     (325 )     2,564,851                  
 
                                                                       
05/21/08
  service award                                     60       2,564,911                  
 
                                                                       
09/08/08
  transfer                                     (60 )     2,564,851                  
 
                                                   
 
                                                                       
Total
                    0               4,968       75       2,564,851       (900 )     40,086  
SCHEDULE A CONT.
                                                         
            Dee Ann McIntyre     Mildred R. McIntyre        
            Trust     Irrevocable Trust        
            dated 12/16/1994     dated 04/27/1989     McIntyre Foundation  
                    Total             Total             Total  
Transaction   Transaction   Transaction     Shares     Transaction     Shares     Transaction     Shares  
Date   Description   Amount     Owned     Amount     Owned     Amount     Owned  
12/31/07
  as reported             450,000               243,000               519,180  
 
                                                       
01/02/08
  distribution                                                
 
                                                       
01/08/08
  gift given                                                
 
                                                       
02/29/08
  distribution                     (148,500 )     94,500                  
 
                                                       
03/03/08
  distribution                     (67,500 )     27,000                  
 
                                                       
03/04/08
  distribution                     (27,000 )     0                  
 
                                                       
04/24/08
  option exercise                                                
 
                                                       
04/24/08
  gift given     (325 )     449,675                                  
 
                                                       
05/21/08
  service award                                                
 
                                                       
09/08/08
  transfer                                     60       519,240  
 
                                       
 
                                                       
Total
            (325 )     449,675       (243,000 )     0       60       519,240  

 

10

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